Jul 17, 2019
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Vice President- Registration & Disclosure opening in Rockville, MD . To be considered for this position, please submit your resume through our career site at no phone calls, please. Job Profile Summary This position will be charged with overseeing all aspects of FINRAs qualification examinations and continuing education (CE) programs and managing the P&L for the department. This role will direct the strategy, development, execution and administration of qualification examinations and CE programs on behalf of the entire securities industry, serving nearly 630,000 registered individuals, as well as qualification examinations for several client organizations. FINRAs high stakes qualification examinations and CE programs deliver over 400,000 computer-based examination and training sessions annually. These examinations are delivered daily through a network of over 300 contracted test centers nationwide and internationally while CE sessions are delivered through FINRAs CE Online System. Essential Job Functions: Oversee the development and administration of qualification examinations and the CE programs and ensure that all programs are a valid and reliable measure for industry qualification and CE purposes. Oversee the creation and management of industry content committees that develop high quality qualification examinations and CE content that result in a valid and reliable measure for industry qualification and CE programs. Provide expert guidance to staff and clients on all phases of the qualification examinations and CE programs including job analysis, test specification development, item writing, examination and CE program development, pass point determination, scoring and performance analysis. Participate as a FINRA representative on the Securities Industry Continuing Education Council and work closely with other self-regulatory organizations and regulators to support the council and implement its policies. Oversee the psychometric analysis of qualification examinations and CE programs. Collaborate with staff and industry experts to ensure the successful performance of new and existing content and enhance the overall quality of the qualification examinations and CE programs by continuing to drive innovation across the programs. Direct the relationship between FINRA and its delivery vendors, and clients of the qualification examinations and CE programs. Ensure that policy issues, software releases and matters concerning ongoing departmental operations are promptly addressed and resolved. Identify and implement new services that will increase the efficiency of the programs and improve the candidate and registered representative experience. Serve as executive business sponsor for technology initiatives that support FINRAs qualification examinations and CE initiatives. Lead all efforts to secure new qualification examinations and CE business opportunities. Other Responsibilities: Manage special projects and initiatives relating to FINRAs qualification examinations and CE programs.
FINRA Rockville, MD, USA Full-time